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FINRA Awards for William E. Nuckel

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0229011/29/2017Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Alex Perico
Respondent Lawyers(s): Alex G. Perico
Arbitrator(s): William E. Nuckel, Sandralin J. Kiss, Biagio A. Civale
Hearing Site: New York, NY
13-0121705/14/2014Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Nicholas Ragone
Respondent Lawyers(s): Kimberly Kalmanson
Arbitrator(s): Stanley M. Ulanoff, William E. Nuckel, Stewart E. Winner
Hearing Site: New York, NY
10-0560012/21/2011Claimant(s): Peter Goldman
Claimant Lawyers(s): Daniel Felber
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Margaret L. Watson
Arbitrator(s): William E. Nuckel, Mitchell Jay Bayer, Herbert Sue
Hearing Site: New York, NY

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