Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-01217 | 05/14/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan Berg, Esq. Respondent(s): Nicholas Ragone Respondent Lawyers(s): Kimberly Kalmanson Arbitrator(s): Stanley M. Ulanoff, William E. Nuckel, Stewart E. Winner Hearing Site: New York, NY | ||
| 12-00801 | 04/29/2014 | Claimant(s): Patricia Whitelock Claimant Lawyers(s): Stephen R. Mahler Respondent(s): Gregory Mowrer, Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): William Hohauser Arbitrator(s): Stanley M. Ulanoff, David S. Billet, Lloyd H. Slomanson Hearing Site: New York, NY |  | Expungement |