FINRA Awards for James K. Barbee

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-03448	04/13/2015	Claimant(s): Darren Josephson, Richard Almond, Trent Yost Claimant Lawyers(s): James K. Barbee Respondent(s): Amy Allen, Arlo Luke, Bernard Judge, Brent Lee, Bruce Newbold, Catherine Judge, Clair Bowen, Claire Hill, CoyAnn Tilton, Debra Adams, Ernest Hedstrom, Gary Summers, Hal Adams, Jared Allen, Jerry Wixom, John Hoopes, Kevin Webster, Norma Galazin, Parke Josephson, Patsy Bagley Brunson, et al Respondent Lawyers(s): Amy C. Allen, Arlo Luke, Bernard Judge, Betty Ritter, Bruce L. Newbold, Catherine Judge, Clair D. Bowen, Claire Ann Hill, Compliance Officer, Coyann Tilton, Dan Bowen, Debra Adams, Ernest Udell Hedstrom, Gary Summers, Hal Adams, Hal and Debra Adams, Hans & Petrea Hibber, Jared W. Allen, Jerry Wixom, John C. Hoopes, et al Arbitrator(s): Keith C. Folkman Hearing Site: Boise, ID		Expungement
13-00632	09/25/2013	Claimant(s): Paul Coviello, Sasha Coviello Claimant Lawyers(s): James K. Barbee Respondent(s): Brian Cali, Brian Walsh, Charles Rogalla, David Dickstein, Gary Decker, Harold Davis, Jodi Rogalla, Robert Pettinato, Rosemary Walsh Respondent Lawyers(s): Jeffrey R. Sonn Arbitrator(s): Julian F. Santos Hearing Site: Newark, NJ		Expungement
09-05358	08/25/2010	Claimant(s): Mark Kaufman Claimant Lawyers(s): Alan J. Foxman Respondent(s): Vfinance Investments Respondent Lawyers(s): James K. Barbee Arbitrator(s): Joseph L. Bernstein, Randi Perry Spallina, Connie J. Becker Hearing Site: Boca Raton, FL