FINRA Awards for Alvin L. Fishman

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-00954	03/21/2013	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Suzanne Chen, Golden State Advisors Respondent Lawyers(s): David H. Schwartz Arbitrator(s): Alvin L. Fishman, Dean J. Dietrich, John J. Fitzpatrick Hearing Site: San Francisco, CA
12-03869	02/27/2013	Claimant(s): Fidelity Brokerage Services LLC Claimant Lawyers(s): Jennifer A. Kenedy Respondent(s): Justin Dodson, J.P. King Advisors. Respondent Lawyers(s): Neil Gerstner Arbitrator(s): Alvin L. Fishman, Michael J. Fish, Gary S. DeWeese Hearing Site: San Francisco, CA
09-04961	02/22/2012	Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Stephany D. McLaughlin Respondent(s): William Zurn Respondent Lawyers(s): Jeffrey L. Malek Arbitrator(s): Alvin L. Fishman, Amy Seltzer, Carol Ann Jensen Hearing Site: San Francisco, CA
09-04146	05/19/2010	Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Gregory B. Simon Respondent(s): Gordon Lewis Respondent Lawyers(s): Gordon Patrick Lewis Arbitrator(s): Mary Curran, Alvin L. Fishman, E. Duane Stephens Hearing Site: San Francisco, CA
08-00728	01/02/2009	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Amon Allahyari Respondent Lawyers(s): Edward S. Zusman Arbitrator(s): Alvin L. Fishman, Walter P. Hitchcock, Robert E. Thompson Hearing Site: San Francisco, CA