FINRA Awards for Alvin L. Fishman

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
09-02892	02/18/2011	Claimant(s): Keith Cohn, Keith Cohn Rollover IRA Trust Claimant Lawyers(s): Philip Borowsky Respondent(s): AllianceBernstein L.P., Sanford C. Bernstein & Co., LC Respondent Lawyers(s): Tommaso Bencivenga Arbitrator(s): Alvin L. Fishman, Michael Lancaster Garcia Hearing Site: San Francisco, CA		$553,333
09-04336	10/12/2010	Claimant(s): Geraldine Bell Claimant Lawyers(s): Geraldine L. Bell Respondent(s): James Rudwall, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kenneth C. Mennemeier Arbitrator(s): Alvin L. Fishman, Gary Timothy Haight, Dean J. Dietrich Hearing Site: San Francisco, CA		$0
07-00689	04/25/2008	Claimant(s): Marjorie Smith, Bert A. Smith IRA, Bert A. Smith 1988 Trust DTD 9/29/1988 Claimant Lawyers(s): Thomas C. Bradley Respondent(s): Associated Securities Corporation Respondent Lawyers(s): G. Thomas Fleming Arbitrator(s): Alvin L. Fishman, Walter J. Huntley, Nancy A. Yonge Hearing Site: Reno, NV		$0