FINRA Awards for Anchorage, AK

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-01593	10/14/2024	Claimant(s): Raymond James Financial Services. Claimant Lawyers(s): Peter S. Fruin Respondent(s): Krista Stamper Respondent Lawyers(s): Krista Ann Stamper Arbitrator(s): Herbert Liberman, Daniel M. Yamshon, Richard L. Warner Hearing Site: Anchorage, AK
22-02803	07/03/2023	Claimant(s): Craig Johnson Claimant Lawyers(s): Christopher G. Lazarini Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Helen Marinak Blohm Hearing Site: Anchorage, AK
20-02923	04/12/2021	Claimant(s): Peter Vanflein Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Bentley P. Stansbury Arbitrator(s): John J. Fitzpatrick Hearing Site: Anchorage, AK
20-02169	11/09/2020	Claimant(s): Vonna Husby Claimant Lawyers(s): Christopher D. Warren Respondent(s): Ameriprise Financial Services, Raymond James Financial Services. Respondent Lawyers(s): Howard M. Klausmeier, Kevin M. Cuddy Arbitrator(s): Dean J. Dietrich Hearing Site: Anchorage, AK
17-01821	03/15/2018	Claimant(s): Ryan Callaway Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Philip E. Cutler Hearing Site: Anchorage, AK
09-05744	05/27/2010	Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Yana Kromo Respondent(s): Thomas Stoner Respondent Lawyers(s): Thomas Lee Stoner Arbitrator(s): Mary Margaret Bush Hearing Site: Anchorage, AK