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FINRA Awards for Royal Alliance Associates.

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Displaying 41-42 out of 42 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0287709/22/2008Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Martin Q. Ryan
Respondent(s): Scott Tischler
Respondent Lawyers(s): Scott Gregory Crowley
Arbitrator(s): Ida W. Draim, Keith A. Green, Donna L. Cooper
Hearing Site: Richmond, VA
07-0072312/27/2007Claimant(s): John Pennachio, Mark Wells, High Mark Associates., High Mark Insurance and Financial, High Mark Securities.
Claimant Lawyers(s): Daniel P. Dietrich
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): John T. Gerhart
Arbitrator(s): Marshall H. Lichtenstein, Robert N. Leitch, Patrick Emery Longan
Hearing Site: Atlanta, GA

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