23-02992 | 04/10/2024 | Claimant(s): Douglas Breitenbach Claimant Lawyers(s): Michael Davis Hoenig Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Michael L. Fortney Hearing Site: Cleveland, OH
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22-02050 | 05/03/2023 | Claimant(s): Shawn Burke Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): Michael L. Fortney, Stephen M. Bales, David Arnold Hearing Site: Cleveland, OH
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20-04128 | 07/07/2021 | Claimant(s): Jeffrey Elman Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Edward J. Heffernan Arbitrator(s): Michael L. Fortney Hearing Site: Cleveland, OH
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18-02993 | 01/31/2020 | Claimant(s): Flonnoya Franklin Claimant Lawyers(s): Fred M. Bean Respondent(s): Blaine Miller, Samuel Capasso, Proequities. Respondent Lawyers(s): Warren B. Lightfoot Arbitrator(s): Ellen Holland Keller, Michael L. Fortney, Barbara E. Machin Hearing Site: Cleveland, OH
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18-04142 | 08/05/2019 | Claimant(s): Daniel Lauletta Claimant Lawyers(s): Michael Charlillo Respondent(s): Ameriprise Financial Services., Cetera Advisor Networks LLC, Walnut Street Securities. Respondent Lawyers(s): Howard M. Klausmeier, Joseph Simms Arbitrator(s): Michael L. Fortney Hearing Site: Cleveland, OH
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18-01830 | 12/19/2018 | Claimant(s): Alan Fadel, Scott Brown Claimant Lawyers(s): Dennis J. Concilla Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Preston Martin Arbitrator(s): Michael L. Fortney Hearing Site: Cleveland, OH
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