FINRA Awards for Rafael A. Porrata-Doria

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-00911	02/15/2019	Claimant(s): William Jordan, WNJ Capital Claimant Lawyers(s): Scott E. Diamond Respondent(s): David Joyce Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Rafael A. Porrata-Doria, Peter George Erdely, John Chidester Heywood Hearing Site: Philadelphia, PA
17-00072	10/04/2017	Claimant(s): John Lane Claimant Lawyers(s): Eric C. Milby Respondent(s): Bedminster Financial Group, Limited Respondent Lawyers(s): Robert Martin Vanpelt Arbitrator(s): Rafael A. Porrata-Doria Hearing Site: Philadelphia, PA
13-03606	11/04/2014	Claimant(s): CCO Investment Services Corp., RBS Citizens, N.A. Claimant Lawyers(s): David M. Belcher Respondent(s): Thomas Kelly Respondent Lawyers(s): Andrew Laird Arbitrator(s): Rafael A. Porrata-Doria, Fred M. Fleisher, David F. Griesing Hearing Site: Philadelphia, PA
11-03461	08/14/2013	Claimant(s): Susan Poller-Newman Claimant Lawyers(s): Christopher C. Coss Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): James P. McLaughlin Arbitrator(s): Philip S. Cottone, Rafael A. Porrata-Doria, Thomas Benjamin Salzer Hearing Site: Philadelphia, PA
07-03268	09/12/2008	Claimant(s): Scott Champion Claimant Lawyers(s): Steven T. Stern Respondent(s): Securities America. Respondent Lawyers(s): Denis C. Dice Arbitrator(s): Rafael A. Porrata-Doria Hearing Site: Philadelphia, PA