FINRA Awards for Caryn D. Shaw

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-03203	04/12/2017	Claimant(s): SunTrust Investment Services. Claimant Lawyers(s): Caryn D. Shaw Respondent(s): Michael Terry Respondent Lawyers(s): Michael J. Terry Arbitrator(s): Richard S. Zaifert, Mimi B. Osiason, Orville Theodore McCormac Hearing Site: Tampa, FL
15-03344	02/22/2017	Claimant(s): SunTrust Investment Services. Claimant Lawyers(s): Caryn D. Shaw Respondent(s): Justin Hendrick Respondent Lawyers(s): Justin Hendrick Arbitrator(s): Richard E. Lauziere, Gregory Hunter Mathews, Linda Arlene Michler Hearing Site: Norfolk, VA
15-01423	09/30/2016	Claimant(s): SunTrust Investment Services. Claimant Lawyers(s): Caryn D. Shaw Respondent(s): William Van Ormer Respondent Lawyers(s): William A. Van Ormer Arbitrator(s): Jacquelyn M. Shannon Hearing Site: Jacksonville, FL
15-01806	01/07/2016	Claimant(s): SunTrust Investment Services. Claimant Lawyers(s): Caryn D. Shaw Respondent(s): Cynthia Wadkinson Respondent Lawyers(s): Cynthia Lynn Wadkinson Arbitrator(s): Robert H. Putnam Hearing Site: Charlotte, NC