FINRA Awards for Tina Alison Davis

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-01816	03/17/2023	Claimant(s): Robert Stanlick Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Piper Jaffray & Co., Geneos Wealth Management Respondent Lawyers(s): Bridget Larsen, Victoria H. Buter Arbitrator(s): Tina Alison Davis, Douglas Lou Dombey, Fernando Lugo Hearing Site: Denver, CO
16-03495	01/11/2019	Claimant(s): Rodney Schurg Claimant Lawyers(s): Kimberley P. Cronin Respondent(s): Edward Jones Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Thomas J. Gmeinder, Jeffrey W. Jacobs, Tina Alison Davis Hearing Site: Denver, CO
16-01765	12/28/2017	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Gregory Giuffra Respondent Lawyers(s): Julie M. Walker Arbitrator(s): Richard J. Lawrence, Victoria Anne Long, Tina Alison Davis Hearing Site: Denver, CO
15-03386	08/25/2016	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael T. West Respondent(s): Susanna Foels, Amrita Equities, Ridhwan Foundation Respondent Lawyers(s): Christopher T. Leach Arbitrator(s): Jerome C. Zackroff, Leonard M. Goldstein, Tina Alison Davis Hearing Site: Denver, CO		Expungement