Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-02682 | 05/24/2017 | Claimant(s): SII Investments. Claimant Lawyers(s): Scott A. Chernich Respondent(s): Charles Sandoval Respondent Lawyers(s): Charles Courtney Sandoval Arbitrator(s): Louis M. Parker Hearing Site: Phoenix, AZ | ||
| 16-00824 | 05/23/2017 | Claimant(s): Robert Lappin Claimant Lawyers(s): Alvin S. Tobias Respondent(s): Joseph Edwins Respondent Lawyers(s): Jake D. Curtis Arbitrator(s): Steven M. Guttell Hearing Site: Phoenix, AZ | ||
| 15-01050 | 05/22/2017 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Scott A. La Porta Respondent(s): Michael Moats Respondent Lawyers(s): Michael Glenn Moats Arbitrator(s): Louis M. Parker Hearing Site: Phoenix, AZ | ||
| 15-02111 | 04/13/2017 | Claimant(s): SII Investments. Claimant Lawyers(s): Scott A. Chernich Respondent(s): Brian Moltz Respondent Lawyers(s): Brian Moltz Arbitrator(s): Marc Kalish Hearing Site: Phoenix, AZ | ||
| 16-02657 | 01/23/2017 | Claimant(s): Morgan Stanley, MSSB FA Note Holdings LLC Claimant Lawyers(s): Douglas Hyman Respondent(s): Brian Castillo Respondent Lawyers(s): Brian Richardson Castillo Arbitrator(s): I. Douglas Dunipace Hearing Site: Phoenix, AZ | ||
| 16-00415 | 07/08/2016 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Steven Satter Respondent(s): Keeland Howe Respondent Lawyers(s): Keeland Douglas Howe Arbitrator(s): Howard R. Gaines Hearing Site: Phoenix, AZ | ||
| 15-02639 | 03/25/2016 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Dominique Heller Respondent(s): David Cohn Respondent Lawyers(s): David Edward Cohn Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ | ||
| 15-02102 | 03/18/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Douglas Hyman Respondent(s): Lewis Davis Respondent Lawyers(s): Lewis Adam Davis Arbitrator(s): I. Douglas Dunipace Hearing Site: Phoenix, AZ | ||
| 14-01542 | 02/19/2016 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Christopher P. Litterio Respondent(s): John Fairfield Respondent Lawyers(s): Albert G. Ayre Arbitrator(s): Robert S. McConnell, Loren Scott Buell, John H. Fearnow Hearing Site: Phoenix, AZ | ||
| 15-00537 | 01/29/2016 | Claimant(s): Andrew Blease Claimant Lawyers(s): Edwin A. Barkel Respondent(s): Joseph Rocco Respondent Lawyers(s): Christopher J. Gray Arbitrator(s): Howard W. Shannon Hearing Site: Phoenix, AZ | Expungement |