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FINRA Awards for MSSB FA Note Holdings LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0265701/23/2017Claimant(s): Morgan Stanley, MSSB FA Note Holdings LLC
Claimant Lawyers(s): Douglas Hyman
Respondent(s): Brian Castillo
Respondent Lawyers(s): Brian Richardson Castillo
Arbitrator(s): I. Douglas Dunipace
Hearing Site: Phoenix, AZ

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