FINRA Awards for Victor B. Taube

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-03181	10/29/2013	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Timothy N. Will Respondent(s): James Watson Respondent Lawyers(s): Mark D. Chester Arbitrator(s): Victor B. Taube, Henry L. Dahl, Richard Marc Weinroth Hearing Site: Phoenix, AZ
09-01515	10/29/2010	Claimant(s): Wachovia Securities Claimant Lawyers(s): Diane C. Fischer Respondent(s): Tracy Wildeman Respondent Lawyers(s): Tracy Allen Wildeman Arbitrator(s): Victor B. Taube, Ronald K. Sprague, James W. Warren Hearing Site: Phoenix, AZ
08-01232	04/07/2010	Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Thomas Hicks III Respondent Lawyers(s): Thomas G. Hicks Arbitrator(s): Victor B. Taube, Barry A. Mainardi, Vincy S. Stringham Hearing Site: Salt Lake City, UT
08-00948	12/23/2008	Claimant(s): Woodbury Financial Services. Claimant Lawyers(s): Jeffrey D. Hedlund Respondent(s): Mark Islas, Mayra Angulo Respondent Lawyers(s): Bruce R. Heurlin Arbitrator(s): Victor B. Taube, Gary L. Freeman, Ralph H. Martin Hearing Site: Phoenix, AZ