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FINRA Awards for Jeffrey S. Kob

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0689205/24/2010Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Derek C Anderson
Respondent(s): Robert Mayfield
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): William J. Petzel
Hearing Site: San Francisco, CA
07-0231803/25/2010Claimant(s): William Erickson
Claimant Lawyers(s): Daniel O. Stamm
Respondent(s): Joe Woods
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): J. A. Dutcher, Richard G. Link, Steven A. Fox
Hearing Site: San Diego, CA
06-0162203/17/2008Claimant(s): William Jordan
Claimant Lawyers(s): Mary Kay Brown
Respondent(s): Gregory Serras, Vanguard Capital
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): Edward T. Borer, Robert I. Rabinowitz, Antonio Albano
Hearing Site: Philadelphia, PA

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