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FINRA Awards for Peak Securities Corporation

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0452012/14/2009Claimant(s): Jeffrey Howes
Claimant Lawyers(s): Mark D Chester
Respondent(s): Peak Securities Corporation
Respondent Lawyers(s): David W. Dube
Arbitrator(s): Charles W. Herf
Hearing Site: Phoenix, AZ
07-0262412/26/2008Claimant(s): Timothy North, 1st Security Assurance., Amerifirst National Financial LLC
Claimant Lawyers(s): Michael Lamont
Respondent(s): David Dube, John Pennachio, Peak Securities Corporation
Respondent Lawyers(s): Elizabeth Lowery, Michael Lamont
Arbitrator(s): Brendan M. Murphy, Samuel J. Henderson, Dennis R. Sullivan
Hearing Site: Clearwater, FL
07-0355912/26/2008Claimant(s): Peak Securities Corporation
Claimant Lawyers(s): Amber D. Cushing
Respondent(s): Timothy North
Respondent Lawyers(s): Burton W. Wiand
Arbitrator(s): Andrew G. Fellios, Norman L. Reiter, Daniel B. Daugherty
Hearing Site: Clearwater, FL

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