15-01463 | 04/08/2016 | Claimant(s): Stephanie Kelly Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew E. Gelfand Arbitrator(s): James S. Hazard, Clarence Smith, Cirino M. Bruno Hearing Site: New York, NY
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15-01276 | 01/12/2016 | Claimant(s): Jerry Stroud Claimant Lawyers(s): Frank J. Cuccio Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Deborah Burstein Arbitrator(s): Sandra D. Parker, James S. Hazard, John K. Evans Hearing Site: New York, NY
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14-01610 | 11/06/2015 | Claimant(s): Thomas Majewski Claimant Lawyers(s): Jonathan Sack Respondent(s): RBS Securities Inc. Respondent Lawyers(s): Don A. Innamorato Arbitrator(s): Joseph N. Stineman, James S. Hazard, Linda Ashley Hearing Site: New York, NY
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14-00021 | 02/23/2015 | Claimant(s): Casto Colldelrio Claimant Lawyers(s): Sharron E. Ash Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc Of PR Respondent Lawyers(s): Dan Rosenbaum Arbitrator(s): James S. Hazard, Mary P. Bass, Paul George Huck Hearing Site: New York, NY
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11-03021 | 02/28/2013 | Claimant(s): Kenneth Motz Claimant Lawyers(s): Jonathan Sack Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): J. Michael Riordan Arbitrator(s): Martin Hunger, James S. Hazard, Richard Bemporad Hearing Site: New York, NY
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10-02284 | 09/06/2011 | Claimant(s): Mitchell Asch Claimant Lawyers(s): Mitchell Lawrence Asch Respondent(s): Raymond, James & Associates., Peter Delahunt Respondent Lawyers(s): Ann M. Hensler Arbitrator(s): Harvey Barrison, James S. Hazard, Susan Mills Richmond Hearing Site: New York, NY
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09-03237 | 08/24/2010 | Claimant(s): Hilary Shane Claimant Lawyers(s): Richard M. Asche Respondent(s): First New York Securities L.L.C. Respondent Lawyers(s): David G. Smitham Arbitrator(s): Jacob Aschkenasy, James S. Hazard, Randolph Guggenheimer Hearing Site: New York, NY
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