FINRA Awards for Thomas P. Valenti

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-02211	06/02/2022	Claimant(s): Timothy O'Connor Claimant Lawyers(s): Brian Luther Respondent(s): Morgan Stanley DW Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Suzette J. Barnes, W. Preston Martin Arbitrator(s): Thomas P. Valenti Hearing Site: Chicago, IL
20-02067	02/01/2021	Claimant(s): Peter Schallmoser Claimant Lawyers(s): Peter A. Schallmoser Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Jerome F. Crotty, Thomas P. Valenti, Alicia Hilton Hearing Site: Chicago, IL
17-01139	11/12/2019	Claimant(s): Denise Kappel Claimant Lawyers(s): Jack Samuel Tenenbaum Respondent(s): Asher Wolmark, William Vellon, Kingsbury Capital Investment AdvisorsLLC, Kingsbury Capital Securities Inc, Kingsbury Capital., Kingsbury Respondent Lawyers(s): Corporate Office, Nicholas P. Iavarone, William Vellon Arbitrator(s): Ray J. Grzebielski, Thomas P. Valenti, Courtney Paige Delaney Hearing Site: Chicago, IL