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FINRA Awards for Peter A. Portley

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0280403/02/2015Claimant(s): Morgan Stanley, MSSB FA Notes Holding
Claimant Lawyers(s): Jonathan Berg
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Richard S. Zaifert, Barbara H. Reed, Peter A. Portley
Hearing Site: Boca Raton, FL
13-0183210/27/2014Claimant(s): Hala Asaad
Claimant Lawyers(s): G. Ware Cornell
Respondent(s): New York Life Insurance Company
Respondent Lawyers(s): Anne M. Estevez
Arbitrator(s): Kenneth R. Starr, Donald Theodore Ryce, Peter A. Portley
Hearing Site: Boca Raton, FL
12-0376302/12/2014Claimant(s): Laura Martin-Schwarzman
Claimant Lawyers(s): Ronald S. Platt
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kevin W. Shaughnessy
Arbitrator(s): Michael Todd Clements, John E. Sutton, Peter A. Portley
Hearing Site: Boca Raton, FL

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