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FINRA Awards for Donald Ferguson

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0167903/24/2009Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): John O. Lukanski
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph E. Gehring
Arbitrator(s): Michael E. Curan, Donald Ferguson, Joshua Mark Zucker
Hearing Site: New York, NY
06-0430811/07/2008Claimant(s): Andrew Garrett.
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Alan Underberg, Ernest Silano, Robert Rosen, Vincent Ficci, Bishop, Rosen & Co..
Respondent Lawyers(s): David A. Schrader, Eugene M. Underberg, Martin S. Siegel, Vincent C. Ficci
Arbitrator(s): Donald Ferguson, Randolph Guggenheimer, Roy L. Weiss
Hearing Site: New York, NY

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