Potomac Analytics' Logo

FINRA Awards for Bryan L. Herrmann

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0050603/11/2014Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Shannon L. McDougald
Respondent(s): Jessica McConnell, Todd Carbone
Respondent Lawyers(s): Shannon L. McDougald
Arbitrator(s): Robert D. Sussin, Robert A. Lombardi, Bryan L. Herrmann
Hearing Site: Los Angeles, CA
09-0410805/09/2011Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Abe Lampart
Respondent(s): William Creedon
Respondent Lawyers(s): Michael Blumenfeld
Arbitrator(s): Alvin S. Milder, Cathleen M. Cobb, Bryan L. Herrmann
Hearing Site: Los Angeles, CA
08-0171303/27/2009Claimant(s): Geoffrey Church
Claimant Lawyers(s): Dudley Muth
Respondent(s): James Alexander
Respondent Lawyers(s): James Alexander
Arbitrator(s): Richard J. Stall, George L. Tindall, Bryan L. Herrmann
Hearing Site: Los Angeles, CA

3 Results

Display: