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FINRA Awards for Wedbush Securities Inc.

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Displaying 21-30 out of 45 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0165002/19/2016Claimant(s): Brian Alger
Claimant Lawyers(s): Brian M. Alger
Respondent(s): Wedbush Securities Inc., Edward Wedbush, Eric Wedbush, Gary Wedbush, Shawn Keagy, Stephen Massocca
Respondent Lawyers(s): John W. Stenson
Arbitrator(s): Herbert Liberman
Hearing Site: San Francisco, CA
15-0151202/05/2016Claimant(s): Clancy Financial Services.
Claimant Lawyers(s): Donna Clancy
Respondent(s): Wedbush Securities Inc., Sean Trager
Respondent Lawyers(s): Mia Grandpre
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
10-0054010/21/2015Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kirstin E. Muller
Respondent(s): Wedbush Securities Inc., Michael Hornkohl, Robert Brown
Respondent Lawyers(s): John Stenson
Arbitrator(s): David J. Romanski, Vincent J. Natoli, Michael M. Hachigian
Hearing Site: Los Angeles, CA
14-0176912/18/2014Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): John W. Stenson
Respondent(s): Said Javidi
Respondent Lawyers(s): Said Alexander Javidi
Arbitrator(s): George L. Tindall, Salvatore A. Sciortino, Steven J. Feldman
Hearing Site: Los Angeles, CA
14-0169212/02/2014Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): John W. Stenson
Respondent(s): Jason Mininger
Respondent Lawyers(s): Jason Eric Mininger
Arbitrator(s): Cheryl R. Kershner
Hearing Site: San Francisco, CA
14-0008809/19/2014Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): John W. Stenson
Respondent(s): Douglas Campbell
Respondent Lawyers(s): Douglas Walter Campbell
Arbitrator(s): Nancy Kramer
Hearing Site: New York, NY
14-0071309/17/2014Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): John Stenson
Respondent(s): Michael Odonohue
Respondent Lawyers(s): Michael Odonohue
Arbitrator(s): Bernard M. Levine
Hearing Site: New York, NY
13-0257608/06/2014Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Alan M. Rosen
Hearing Site: Los Angeles, CA
13-0094704/02/2014Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): John Erikson
Respondent(s): Bambi Holzer
Respondent Lawyers(s): Rex Julian Beaber
Arbitrator(s): Anita Rae Shapiro, Janice A. Salter, Anna Marie Turco
Hearing Site: Los Angeles, CA
13-0147503/04/2014Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles LaChaussee
Respondent(s): Thomas Staley
Respondent Lawyers(s): Thomas J. Staley
Arbitrator(s): Richard L. Merkel
Hearing Site: Phoenix, AZ

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