FINRA Awards for Robert Alan Merring

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-03980	11/08/2013	Claimant(s): Dwayne Peltier Claimant Lawyers(s): Joel W. Baruch Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Jennifer L. Nutter Arbitrator(s): G. Thomas Fleming, Elizabeth A. Copley, Robert Alan Merring Hearing Site: Los Angeles, CA
11-03133	04/24/2013	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Devin A. Donohue Respondent(s): Nicholas Yrizarry Respondent Lawyers(s): Leonard Steiner Arbitrator(s): Robert E. Jenks, Ronald D. Goldman, Robert Alan Merring Hearing Site: Los Angeles, CA
11-01487	06/28/2012	Claimant(s): Jason Lowther Claimant Lawyers(s): Steve A. Buchwalter Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): James C. Browning Arbitrator(s): Larry Haugaard, Donald A. Duncan, Robert Alan Merring Hearing Site: Los Angeles, CA
09-03394	05/26/2010	Claimant(s): Thomas Logan Claimant Lawyers(s): Kevin J Mirch Respondent(s): Peter Sims, Toni Moninger, Lincoln Financial Distributors. Respondent Lawyers(s): Grant P. Alexander Arbitrator(s): Jeffrey L. Gaffney, James B. Guillou, Robert Alan Merring Hearing Site: San Diego, CA