Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03206 | 04/13/2021 | Claimant(s): Paul Kiker Claimant Lawyers(s): Stephen D. Councill Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Harry G. Mason, Philip Michael Moran, James R Stewart Hearing Site: Atlanta, GA | ||
| 17-02626 | 05/15/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Victor L. Hayslip Respondent(s): Wells Fargo Advisors, John Hand Respondent Lawyers(s): Charles M. Thompson, Victor L. Hayslip Arbitrator(s): Mark A. Myers, Philip Michael Moran, Matthew Reid Krell Hearing Site: Birmingham, AL | ||
| 11-01902 | 11/16/2012 | Claimant(s): Yieldquest Securities Claimant Lawyers(s): Simon Miller Respondent(s): David Summers, Joseph Patire, Morgan Keegan & Company., William Nelson Respondent Lawyers(s): Charles M. Dalziel, Shea O'Brien Hicks Arbitrator(s): John C. Yeoman, Philip Michael Moran, Nicholas John Reiter Hearing Site: Atlanta, GA |