FINRA Awards for Edward Joseph Boudreau

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-00135	06/15/2017	Claimant(s): Barclays Capital Inc. Claimant Lawyers(s): V. Justin Arpey Respondent(s): Daniel Caso Respondent Lawyers(s): AiVi Nguyen Arbitrator(s): Edward Joseph Boudreau, Frank Sanclemente, Mary E. Bassett Hearing Site: Boston, MA
12-01070	11/26/2013	Claimant(s): Gregory Vallee Claimant Lawyers(s): Jesse S. Angeley Respondent(s): CCO Investment Services Corp. Respondent Lawyers(s): Christine R. Fitzgerald Arbitrator(s): Ronald L. Cheney, Mary C. Kelleher, Edward Joseph Boudreau Hearing Site: Manchester, NH
06-04399	05/21/2008	Claimant(s): Daniel Dart Claimant Lawyers(s): Dan Driscoll Respondent(s): Pioneer Funds Distributor., Pioneer Investment Management USA., Pioneer Investment Management. Respondent Lawyers(s): Timothy P. Burke Arbitrator(s): S. Lawrence Gwin, John F. Poole, Edward Joseph Boudreau Hearing Site: Boston, MA
07-00009	11/26/2007	Claimant(s): Eric Gauster Claimant Lawyers(s): Eric Robert Gauster Respondent(s): Citigroup Global Markets., Martin Parquette, Michael Parker Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): June Y. Kilmarx, Edward Joseph Boudreau, Joseph Charles Kennedy Hearing Site: Boston, MA