FINRA Awards for Margaret Elizabeth Gee

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-02754	01/02/2024	Claimant(s): Jeffrey Nemesi Claimant Lawyers(s): Stephan Louviere Respondent(s): Falcon Square Capital Respondent Lawyers(s): Paul J. Bazil Arbitrator(s): Jeffrey R. Brown, Margaret Elizabeth Gee, Danny Lynn Ingram Hearing Site: Raleigh, NC
18-03766	11/08/2019	Claimant(s): John Kline Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): UBS Financial Services Inc., Janney Montgomery Scott LLC Respondent Lawyers(s): Jill Clarke, Jonathan C. Schwartz Arbitrator(s): Margaret Elizabeth Gee Hearing Site: Raleigh, NC
16-03523	03/21/2018	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Todd Ratner Respondent(s): Mark Anthony Respondent Lawyers(s): Bryant Duke Paris III Arbitrator(s): Fred Kelner, Margaret Elizabeth Gee, Theresa Joan Rosenberg Hearing Site: Raleigh, NC
10-03040	07/21/2011	Claimant(s): Ronald Brown Claimant Lawyers(s): Christopher M. Whelchel Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): John G. McDonald Arbitrator(s): Stephen P. Hoffman, Michael C. Wittenberg, CPF, CLU, ChFC, Margaret Elizabeth Gee Hearing Site: Charlotte, NC