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FINRA Awards for Lewis W. Slaughter

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0189807/26/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Lauren R. Fox
Respondent(s): Frank Andrea
Respondent Lawyers(s): Frank Andrea
Arbitrator(s): Lewis W. Slaughter, Kenneth J. Bennett, Patricia A. Renovitch
Hearing Site: Jacksonville, FL
09-0603511/16/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Daniel S. Fiore
Respondent(s): Cortes Bicking
Respondent Lawyers(s): Cortes Jody Bicking
Arbitrator(s): Lewis W. Slaughter, Jack A. Helms, Robert Finder
Hearing Site: Jacksonville, FL
07-0288012/16/2008Claimant(s): Michael Cooper
Claimant Lawyers(s): Michael Cooper
Respondent(s): Michael Shuckerow, Citistreet Advisors LLC
Respondent Lawyers(s): James H. McQuade
Arbitrator(s): Lewis W. Slaughter, Charles R. Tindell, Richard J. Fuller
Hearing Site: Orlando, FL
07-0235908/08/2008Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Thomas A. Volz
Respondent(s): Michael Cole
Respondent Lawyers(s): Michael W. Cole
Arbitrator(s): Lewis W. Slaughter, Robert H. Nelson, Gary F. Lang
Hearing Site: Orlando, FL

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