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FINRA Awards for John Francis Markuns
Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
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Displaying 11-14 out of 14 results
Case Number
Award Date
Case Summary
Customer Case?
Amount Granted
16-03242
05/25/2017
Claimant(s):
Oppenheimer & Co..
Claimant Lawyers(s):
Travis McGregor
Respondent(s):
Richard Considine
Respondent Lawyers(s):
Christopher T. Considine
Arbitrator(s):
John Francis Markuns
Hearing Site:
Boston, MA
15-01935
10/10/2016
Claimant(s):
Newport Coast Securities.
Claimant Lawyers(s):
Michael S. Colombo
Respondent(s):
Matthew Barrett
Respondent Lawyers(s):
Matthew William Barrett
Arbitrator(s):
John Francis Markuns
Hearing Site:
Boston, MA
16-00164
09/27/2016
Claimant(s):
Timothy Davis
Claimant Lawyers(s):
Deborah Gale Evans
Respondent(s):
UBS Financial Services Inc.
Respondent Lawyers(s):
Andrea Greene
Arbitrator(s):
Scott K. Shaw
,
Nickolas F. Monteforte
,
John Francis Markuns
Hearing Site:
Boston, MA
15-01630
01/07/2016
Claimant(s):
Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s):
Jeffrey M. Csercsevits
Respondent(s):
Christopher Baughan
Respondent Lawyers(s):
Christopher Mark Baughan
Arbitrator(s):
John Francis Markuns
Hearing Site:
Providence, RI
14 Results
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