FINRA Awards for John Francis Markuns

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Displaying 11-15 out of 15 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-01270	06/20/2017	Claimant(s): Sally Boyle Claimant Lawyers(s): Sally J. Boyle Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Sharon L. Monroe, Catherine Stewart, John Francis Markuns Hearing Site: Manchester, NH
16-03242	05/25/2017	Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Travis McGregor Respondent(s): Richard Considine Respondent Lawyers(s): Christopher T. Considine Arbitrator(s): John Francis Markuns Hearing Site: Boston, MA
15-01935	10/10/2016	Claimant(s): Newport Coast Securities. Claimant Lawyers(s): Michael S. Colombo Respondent(s): Matthew Barrett Respondent Lawyers(s): Matthew William Barrett Arbitrator(s): John Francis Markuns Hearing Site: Boston, MA
16-00164	09/27/2016	Claimant(s): Timothy Davis Claimant Lawyers(s): Deborah Gale Evans Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Andrea Greene Arbitrator(s): Scott K. Shaw, Nickolas F. Monteforte, John Francis Markuns Hearing Site: Boston, MA
15-01630	01/07/2016	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jeffrey M. Csercsevits Respondent(s): Christopher Baughan Respondent Lawyers(s): Christopher Mark Baughan Arbitrator(s): John Francis Markuns Hearing Site: Providence, RI