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FINRA Awards for Heath O. Lauseng

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0219503/13/2024Claimant(s): Sarah Dodd
Claimant Lawyers(s): Sarah Brooke Dodd
Respondent(s): Bobby Brown, Raymond James Financial Services.
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): Maryanne M. Esser, Janet M. Thompson, Heath O. Lauseng
Hearing Site: Little Rock, AR
16-0001803/03/2017Claimant(s): Shawn Kesterson
Claimant Lawyers(s): Shawn Kesterson
Respondent(s): Jim Pinegar, Judy Pinegar
Respondent Lawyers(s): Jim Pinegar, Judy Pinegar
Arbitrator(s): Thomas A. Martin, Heath O. Lauseng, Scott Hooper
Hearing Site: Houston, TX
Expungement
07-0302303/26/2009Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): William Brennan
Respondent Lawyers(s): Robert J. Benbenek
Arbitrator(s): Thomas J. McAllister, Jerry M. Deters, Heath O. Lauseng
Hearing Site: St. Louis, MO

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