FINRA Awards for Bradley Gardner

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-02913	03/19/2021	Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Bradley Gardner Respondent Lawyers(s): Bradley Everett Gardner Arbitrator(s): Jeffrey M. Allen Hearing Site: San Francisco, CA
19-01989	11/24/2020	Claimant(s): Bradley Gardner Claimant Lawyers(s): Robert L. Gonser Respondent(s): Daniel Catone, Redwood Investment Group. Respondent Lawyers(s): Cary S. Lapidus Arbitrator(s): Dean J. Dietrich, Scott Robert Shewan, Jonathan Polland Hearing Site: San Francisco, CA
13-01502	10/10/2014	Claimant(s): Claimant Lawyers(s): Respondent(s): Bradley Gardner, Daniel Catone, Michael Gibson Respondent Lawyers(s): Alan M. Steinberg, Cary S. Lapidus Arbitrator(s): Paul J. Dubow, Thomas D. Reese, Arocles Aguilar Hearing Site: San Francisco, CA
10-02387	03/30/2011	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Bradley Gardner Respondent Lawyers(s): Matthew B. Baum Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA