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FINRA Awards for Gregory M. Curley

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Displaying 21-23 out of 23 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0064508/03/2016Claimant(s): Justin Goodbread
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Hugh J. Moore, Dennis Hoyle Owen, Robert Lane Arrington
Hearing Site: Nashville, TN
13-0327811/13/2014Claimant(s): Patrick Kelly
Claimant Lawyers(s): James C. MacGillis
Respondent(s): Sagepoint Financial., American International Group., SAI Deferred Compensation Holdings.
Respondent Lawyers(s): Corporate Office, Gregory M. Curley
Arbitrator(s): Kevin D. Hofman, Jo Anne F. Lewellen, Kathleen Sweeney Tillotson
Hearing Site: Minneapolis, MN
09-0038903/22/2010Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Gregory M. Curley
Respondent(s): Jacqueline Prue, Sherman Wang
Respondent Lawyers(s): Jacqueline Smith Prue, Sherman William Wang
Arbitrator(s): Edith M. Gunn, Ellen Slipp, Jerry M. Greenspan
Hearing Site: New York, NY

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