Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03428 | 06/30/2020 | Claimant(s): Howard Lashner Claimant Lawyers(s): Colin Thomas Dean Respondent(s): PFS Investments Inc. Respondent Lawyers(s): Adam M. Weaver Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA | ||
| 18-04409 | 08/19/2019 | Claimant(s): Theodore Durante Claimant Lawyers(s): Dochtor Kennedy MBA, J.D. Respondent(s): The Prudential Insurance Company Of Amer Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA | ||
| 18-00939 | 01/16/2019 | Claimant(s): Janet Redman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Diane Ciccone Hearing Site: Wilmington, DE | ||
| 18-00658 | 12/12/2018 | Claimant(s): William Walters Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplan Arbitrator(s): Diane Ciccone Hearing Site: Wilmington, DE | ||
| 17-03061 | 10/24/2018 | Claimant(s): Allen Rosenberg Claimant Lawyers(s): Owen Harnett Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA | ||
| 17-02872 | 06/13/2018 | Claimant(s): Allen Rosenberg Claimant Lawyers(s): Owen Harnett Respondent(s): American Eagle Investments. Respondent Lawyers(s): Allen R. Rosenberg Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA | ||
| 16-00123 | 03/27/2018 | Claimant(s): Gary Helbling Claimant Lawyers(s): Richard Slavin Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Jeffrey A. Fritz Arbitrator(s): Diane Ciccone, Paul Smith Besson, Richard Hallett Nichol Hearing Site: Hartford, CT | ||
| 17-00775 | 12/08/2017 | Claimant(s): Barry Johnson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): G. R. Phelps & Co.. Respondent Lawyers(s): Corporate Office Arbitrator(s): Diane Ciccone Hearing Site: Hartford, CT | ||
| 12-01957 | 12/04/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Thomas B. Lewis Respondent(s): Lewis Lucarine Respondent Lawyers(s): Lewis J. Lucarine Arbitrator(s): Jim Geiger, Diane Ciccone, Timothy J. Tarpey Hearing Site: Philadelphia, PA | ||
| 11-02495 | 11/18/2013 | Claimant(s): Alexander Simanovsky Claimant Lawyers(s): Christopher C. Coss Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Thomas B. Lewis Arbitrator(s): Diane Ciccone, Sheldon Seligsohn, Jonathan A. Siegel Hearing Site: Philadelphia, PA |