FINRA Awards for Jonathan H. Parker

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-01332	02/14/2017	Claimant(s): Marc Silverman Claimant Lawyers(s): Carla B. Minckley Respondent(s): Securities America. Respondent Lawyers(s): Kevin J. Miller Arbitrator(s): Jonathan H. Parker, Kimberly A. Gilmour, Barry David Thorpe Hearing Site: Miami, FL
16-01979	02/03/2017	Claimant(s): Veronica Lopez-Lopez Claimant Lawyers(s): Benjamin J . Biard Respondent(s): UBS International Inc. Respondent Lawyers(s): Jonathan C. Schwartz Arbitrator(s): Jonathan H. Parker, Barry David Thorpe, Jeanne Charles Wood Hearing Site: Miami, FL		Expungement
10-00943	06/01/2011	Claimant(s): Juan Carvajal Claimant Lawyers(s): V. Michael Arias Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Christin M. Choi Arbitrator(s): Jonathan H. Parker, Jeffrey R. Roth, Barry David Thorpe Hearing Site: Miami, FL
09-05324	09/03/2010	Claimant(s): Javier Corujo-Ramsey Claimant Lawyers(s): Marie Elsie Lopez Adames Respondent(s): Lincoln Financial Securities Corp Respondent Lawyers(s): Frank La Fontaine Arbitrator(s): Jonathan H. Parker, Reinaldo Royo, Stuart K. Furman Hearing Site: San Juan, PR