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FINRA Awards for Sandra D. Grannum

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Displaying 21-25 out of 25 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0269911/12/2010Claimant(s): Wells Fargo Investments, David Logsdon
Claimant Lawyers(s): Sandra D. Grannum
Respondent(s): Janice Corkery
Respondent Lawyers(s): Thomas C. Bradley
Arbitrator(s): George H. Speciale
Hearing Site: Boise, ID
Expungement
09-0574703/11/2010Claimant(s): CIBC World Markets Corp.
Claimant Lawyers(s): Joseph J Sullivan
Respondent(s): Juan Bermudez
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
07-0103706/10/2009Claimant(s): Charles Bever
Claimant Lawyers(s): Michael McDonough
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Harry L. Sheehy, Michael I. White, Bridget A. Mitchell
Hearing Site: Des Moines, IA
08-0026306/08/2009Claimant(s): Lisa Ditkowsky
Claimant Lawyers(s): Kenneth Ditkowsky
Respondent(s): Alan Dubrow, David Forlow, Gary Chesin, Melissa Kelpsch, A.G. Edwards & Sons., Robert Batchen
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Wallace H. Hastings, Thomas S. Wallace, Leon Fox
Hearing Site: Chicago, IL
07-0252310/03/2008Claimant(s): Amy Gibbons
Claimant Lawyers(s): Jonathan Sack
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Jack Friedman, Valerie Robbin Watts, Andrea Harum Schiavoni
Hearing Site: New York, NY

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