FINRA Awards for Kenneth South

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-00410	02/01/2023	Claimant(s): Kenneth South Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): William H. Badinelli Arbitrator(s): A. Joel Klein, Benjamin F. Breslauer, Richard Maurice Robinson Hearing Site: Los Angeles, CA
22-00412	01/10/2023	Claimant(s): Kenneth South Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Ronald L. Cameron, Blaine Smith, Anita Rae Shapiro Hearing Site: Los Angeles, CA
22-00414	11/07/2022	Claimant(s): Kenneth South Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Mario H. Metzger, Michael Harrison, Anita Rae Shapiro Hearing Site: Los Angeles, CA
22-00416	09/15/2022	Claimant(s): Kenneth South Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): William H. Badinelli Arbitrator(s): Erik R. Siering, Noel Harvey Applebaum, Daniel Farid Yasharel Hearing Site: Los Angeles, CA
22-00415	09/13/2022	Claimant(s): Kenneth South Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): William H. Badinelli Arbitrator(s): Neil S. Jasper, Sean Anthony Richardson Hearing Site: Los Angeles, CA
22-00411	08/23/2022	Claimant(s): Kenneth South Claimant Lawyers(s): Patrick Mahoney Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): William H. Badinelli Arbitrator(s): Steven Gourley, Andrea Luise Halperin, Howard Clark Posner Hearing Site: Los Angeles, CA