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FINRA Awards for Elizabeth E. Moum

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0125403/16/2022Claimant(s): Alexander Garrett
Claimant Lawyers(s): Joseph B. Alonso
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Elizabeth E. Moum
Arbitrator(s): Harvey R. Linder, Saundra M Clark, Garrett W. Murphy
Hearing Site: Atlanta, GA
20-0295602/01/2021Claimant(s): Morgan Stanley
Claimant Lawyers(s): Elizabeth E. Moum
Respondent(s): Henrique Lucena
Respondent Lawyers(s): Henrique David Lucena
Arbitrator(s): Michael J. Quarequio
Hearing Site: Boca Raton, FL

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