Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02408 | 03/11/2021 | Claimant(s): GEORGE EWINS, RICHARD KOWALSKI Claimant Lawyers(s): Robert J. Moses Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert Rudnicki Arbitrator(s): Louis H Miron Hearing Site: Montpelier, VT | ||
| 20-02040 | 03/05/2021 | Claimant(s): Daryl Hersch, Jeffrey Gordon Claimant Lawyers(s): Ronald Shindler Respondent(s): Celadon Financial Group LLC Respondent Lawyers(s): Paul M. Waldman Arbitrator(s): Louis H Miron Hearing Site: Jersey City, NJ | ||
| 20-02883 | 02/26/2021 | Claimant(s): Lauren Frahn Claimant Lawyers(s): Jennifer Woods-Burke Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E. Niknam Arbitrator(s): Louis H Miron Hearing Site: Jersey City, NJ | ||
| 20-01133 | 09/25/2020 | Claimant(s): Bruce Linger Claimant Lawyers(s): Paula D. Shaffner Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ | ||
| 20-00423 | 09/23/2020 | Claimant(s): Sylvester Knox Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Union Brokerage Services. Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ | ||
| 20-00623 | 09/18/2020 | Claimant(s): John Wallace Claimant Lawyers(s): Mitra Niknam Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E. Niknam Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ | ||
| 19-02398 | 02/26/2020 | Claimant(s): Reed Finney Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ | ||
| 19-02159 | 01/28/2020 | Claimant(s): Edward Ryan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): HD Vest Investment Services Respondent Lawyers(s): Eric Chartan Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ | ||
| 19-01487 | 01/21/2020 | Claimant(s): Joseph Rodriguez Claimant Lawyers(s): Mitra E. Niknam Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E. Niknam Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ | ||
| 19-01060 | 10/01/2019 | Claimant(s): Paul Mante Claimant Lawyers(s): Alex R. Schmidt Respondent(s): The GMS Group Respondent Lawyers(s): Timothy J. Donohue Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ |