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FINRA Awards for Thomas E Kopil

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0203311/17/2023Claimant(s): Charles Reimer
Claimant Lawyers(s): James P. Galvin
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Thomas E Kopil, Arthur Traldi, Michael Daniel Lamm
Hearing Site: Philadelphia, PA
21-0225809/19/2023Claimant(s): Blake Epstein, Stanley Kiec
Claimant Lawyers(s): Alan Rosca
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Megan VerGow
Arbitrator(s): Mark H. Stein, Thomas E Kopil, James Christie
Hearing Site: Philadelphia, PA
21-0278410/07/2022Claimant(s): Fred Horrocks
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MMLInvestors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Thomas E Kopil
Hearing Site: Philadelphia, PA

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