| 21-01353 | 02/03/2022 | Claimant(s): Ivan Cen
Claimant Lawyers(s): Christina Z. Vourakis
Respondent(s): Cetera Investment Services LLC
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Laurel Littman Gothelf, Jeffrey Schubert, Brian Kimball
Hearing Site: San Francisco, CA
| | |
| 19-02767 | 04/17/2020 | Claimant(s): Bradley Bowman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cetera Investment Services LLC
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
| | |
| 18-04335 | 08/08/2019 | Claimant(s): Mark Rottler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cetera Investment Services LLC
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Michael S. Matek
Hearing Site: Milwaukee, WI
| | |
| 18-03828 | 04/26/2019 | Claimant(s): Eileen Kanoski
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Cetera Investment Services LLC
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Joseph R. Soraghan
Hearing Site: St. Louis, MO
| | |
| 18-00422 | 08/01/2018 | Claimant(s): Francisco Fernandez Leon
Claimant Lawyers(s): Robert J. Harvey
Respondent(s): Cetera Investment Services LLC
Respondent Lawyers(s): Benjamin Biard
Arbitrator(s): Nanci Sondra Landy
Hearing Site: Miami, FL
| | |
| 17-00225 | 12/18/2017 | Claimant(s): Jon Springer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cetera Investment Services LLC
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Charles G. Michaels
Hearing Site: Omaha, NE
| | |
| 17-00172 | 09/05/2017 | Claimant(s): Thomas Lindia
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cetera Investment Services LLC
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
| | |
| 13-01836 | 03/03/2014 | Claimant(s): Damon Mapes, Renita Lee-Hausladen
Claimant Lawyers(s): B. Scott Whipple
Respondent(s): Cetera Investment Services LLC
Respondent Lawyers(s): Shannon L. McDougald
Arbitrator(s): O. Meredith Wilson, Joseph W. Cheek, Trent Thomas Whitford
Hearing Site: Portland, OR
| | |
