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FINRA Awards for Barbara Weisman

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0022607/13/2015Claimant(s): Gerald Sharpe, National Securities Corporation, Sharpco International
Claimant Lawyers(s): Paul A. Lieberman
Respondent(s): Michael Farrell
Respondent Lawyers(s): James Farrell
Arbitrator(s): Barbara Weisman
Hearing Site: Newark, NJ
10-0204512/23/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael W. Starr
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Simone A. Muscarnera, Barbara Weisman, Thomas A. Abitabile
Hearing Site: Newark, NJ
10-0107310/20/2011Claimant(s): Charles Cerone
Claimant Lawyers(s): Joel N. Kreizman
Respondent(s): Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc., Bank of America, Banc of America Insurance Services
Respondent Lawyers(s): Karen P. Gaster
Arbitrator(s): Louis H. Miron, Sandralin J. Kiss, Barbara Weisman
Hearing Site: Newark, NJ

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