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FINRA Awards for San Juan, PR

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Displaying 211-220 out of 288 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0142901/30/2020Claimant(s): Roberto Rivera Vazquez
Claimant Lawyers(s): Gara Seagraves
Respondent(s): Popular Securities.
Respondent Lawyers(s): Maria T. Alvarez-Santos
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
19-0232001/29/2020Claimant(s): Angel Canabal
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
19-0166611/22/2019Claimant(s): Jose Chaves
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Barth Satuloff
Hearing Site: San Juan, PR
19-0178411/20/2019Claimant(s): Casto Coll Del Rio
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Nancy J. Cliff
Hearing Site: San Juan, PR
19-0165611/18/2019Claimant(s): David Rojas
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
19-0073011/13/2019Claimant(s): Carlos Pou
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto C. Quinones-Rivera
Arbitrator(s): Seth L. Finkel
Hearing Site: San Juan, PR
19-0150110/29/2019Claimant(s): Ricardo Eboli-Kodesh
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto Quinones-Rivera
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
19-0129110/28/2019Claimant(s): Gabriel Matos
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
19-0121310/18/2019Claimant(s): Roberto De Desus Pou
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Seth L. Finkel
Hearing Site: San Juan, PR
19-0079710/16/2019Claimant(s): JOSE CRESCIONI
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto C. Quinones-Rivera
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR

288 Results

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