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FINRA Awards for Tiffany Ann Taylor

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0110412/19/2023Claimant(s): Mark Matthes
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Paul Weinberg, William Kent Brown, Tiffany Ann Taylor
Hearing Site: Boca Raton, FL
19-0329404/07/2020Claimant(s): Robert Warther
Claimant Lawyers(s): James P. Galvin
Respondent(s): Securities America.
Respondent Lawyers(s): Laurel A. Whelan
Arbitrator(s): Diane M. Perry, Robert G. Geeseman, Tiffany Ann Taylor
Hearing Site: Boca Raton, FL

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