FINRA Awards for Irene C. Warshauer

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-01842	06/03/2014	Claimant(s): Maureen Mahon Claimant Lawyers(s): Christopher B. Jones Respondent(s): John Fay, Robert Bond, Newedge USA Respondent Lawyers(s): Karen Brody Arbitrator(s): Barbara J. Glenns, Irene C. Warshauer, Yvette Strong Hearing Site: New York, NY
11-02098	06/12/2012	Claimant(s): Williams Trading LLC Claimant Lawyers(s): Philip J. Campisi Respondent(s): Christopher Murphy, Jeremy Weemhoff, Mark Janssens, Access Securities Respondent Lawyers(s): David S. Smith, John P. Barry Arbitrator(s): Irene C. Warshauer, Joan Marie Chiusano, Gregory J. Getz Hearing Site: New York, NY
09-04307	03/17/2011	Claimant(s): Michael Brennan Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): UBS Securities LLC Respondent Lawyers(s): Kevin B. Leblang Arbitrator(s): Philip M. Mandel, David S. Billet, Irene C. Warshauer Hearing Site: New York, NY
09-04395	03/15/2010	Claimant(s): Douglas Cummins Claimant Lawyers(s): Alan L. Sklover Respondent(s): Israel A. Englander & Co.. Respondent Lawyers(s): David A. Gehn Arbitrator(s): Judith E. Gross, Carolyn J. Mastropieri, Irene C. Warshauer Hearing Site: New York, NY