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FINRA Awards for Williams Trading LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0165505/22/2023Claimant(s): Matthew Mooney, Williams Trading LLC
Claimant Lawyers(s): Dale G. Mullen, Matthew Brian Mooney
Respondent(s): Tourmaline Partners
Respondent Lawyers(s): Julia M. Jordan
Arbitrator(s): William James Pantele, Arthur B. O'Connell, JoAnne Lewis Nolte
Hearing Site: Richmond, VA
18-0239305/28/2021Claimant(s): Matthew Mooney, Williams Trading LLC
Claimant Lawyers(s): Matthew Brian Mooney
Respondent(s): David Williams, Michael Manaster
Respondent Lawyers(s): Ethan A. Brecher, Jeffrey H. Gray
Arbitrator(s): Wesley C. Wilson, John Kevin Williams, Richard James Igou
Hearing Site: Richmond, VA
12-0237407/26/2013Claimant(s): Stanley Meyerson, TIA Group
Claimant Lawyers(s): Ross P. Tulman, Stanley F. Meyerson
Respondent(s): Williams Trading LLC
Respondent Lawyers(s): Jeffrey Norton
Arbitrator(s): John T. Meredith
Hearing Site: Columbus, OH
11-0209806/12/2012Claimant(s): Williams Trading LLC
Claimant Lawyers(s): Philip J. Campisi
Respondent(s): Christopher Murphy, Jeremy Weemhoff, Mark Janssens, Access Securities
Respondent Lawyers(s): David S. Smith, John P. Barry
Arbitrator(s): Irene C. Warshauer, Joan Marie Chiusano, Gregory J. Getz
Hearing Site: New York, NY

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