FINRA Awards for Floyd Gerry Hoffman

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-00203	07/28/2023	Claimant(s): United Planners' Financial Services Of A Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Dan Droeg Respondent Lawyers(s): Mark D. Chester Arbitrator(s): Floyd Gerry Hoffman, Raymond George Seifritz, Wilbur Thomas Eggleston Hearing Site: Phoenix, AZ
22-00560	12/19/2022	Claimant(s): Erin Daniels Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BMO Harris Financial Advisors. Respondent Lawyers(s): Maria L. Kreiter Arbitrator(s): Floyd Gerry Hoffman Hearing Site: Phoenix, AZ
17-02850	09/27/2021	Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Michael F. Braun Respondent(s): William Paynter Respondent Lawyers(s): Laurence M. Landsman Arbitrator(s): Richard D. Fincher, Floyd Gerry Hoffman, Dean Jackson Call Hearing Site: Phoenix, AZ
13-02334	07/14/2014	Claimant(s): Jeffrey Smith, Joel Sheldon, Kozen Tsukamoto, Wayne Miiller Claimant Lawyers(s): Wayne Ivan Miller Respondent(s): J. Schultz, Longview Financial Group. Respondent Lawyers(s): J. Stuart Schultz Arbitrator(s): Katherine M. Harmeyer, Richard B. Bequette, Floyd Gerry Hoffman Hearing Site: Phoenix, AZ