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FINRA Awards for Howard L. Sobel

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0302007/15/2024Claimant(s): Jeffrey Klotz
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
23-0277204/11/2024Claimant(s): Inderpal Anand
Claimant Lawyers(s): James P. Galvin
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
23-0144502/15/2024Claimant(s): Jonathan Satovsky
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services, USF Securities, L.P.
Respondent Lawyers(s): CT Corporation System, Howard Klausmeier
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY

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