FINRA Awards for Andrew Corell Wahrenbrock

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-01142	12/22/2016	Claimant(s): Brad Stark Claimant Lawyers(s): Chad Weaver Respondent(s): National Planning Corporation Respondent Lawyers(s): Scott R. Forbush Arbitrator(s): Norman Cousins Sasamori, Milton N. Gross, Andrew Corell Wahrenbrock Hearing Site: Los Angeles, CA
15-00351	10/13/2016	Claimant(s): Bambi Holzer Claimant Lawyers(s): Heather Davis Respondent(s): Wedbush Securities Inc. Respondent Lawyers(s): John L. Erikson Arbitrator(s): Richard A. Stephens, Jeffrey L. Malek, Andrew Corell Wahrenbrock Hearing Site: Los Angeles, CA
10-02139	03/19/2013	Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Ronald P. Kane Respondent(s): Caio Dunson Respondent Lawyers(s): Tanya Sacks Arbitrator(s): Louis R. Eglash, Mandel E. Himelstein, Andrew Corell Wahrenbrock Hearing Site: Los Angeles, CA
09-00822	06/22/2010	Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Gregory B. Simon Respondent(s): Steven Pompan Respondent Lawyers(s): Gregory J. Sherwin Arbitrator(s): Richard J. Stall, Marc S. Joseph, Andrew Corell Wahrenbrock Hearing Site: Los Angeles, CA