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FINRA Awards for Thomas R. Noonan

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0252007/09/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sara Soto
Respondent(s): Gustavo Mattei
Respondent Lawyers(s): Francisco Pujol
Arbitrator(s): Steven Gerard Goerke, Christopher J. Klein, Thomas R. Noonan
Hearing Site: San Juan, PR
09-0685504/20/2012Claimant(s): Christopher Noonan, Stephen Patton, Thomas Noonan
Claimant Lawyers(s): Scott C. Helmholz, Steven W. Koslovsky
Respondent(s): Morgan Stanley, William Lee
Respondent Lawyers(s): David W. Schmidt
Arbitrator(s): Thomas J. Ray, Jesse David Hill, Donald W. Moriarty
Hearing Site: St. Louis, MO
10-0373711/07/2011Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Ronald Shindler
Respondent(s): Jeffrey Seltzer, Ken Cerruto
Respondent Lawyers(s): Ronald Shindler, Russell L. Forkey
Arbitrator(s): Bruce K. Isenberg, Thomas R. Noonan, Paul J. Burkhart
Hearing Site: Boca Raton, FL

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