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FINRA Awards for Cindy L. Anderson

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0133608/02/2011Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): R. Hal Meeks
Respondent(s): Jorge Torrens
Respondent Lawyers(s): Jorge Torrens
Arbitrator(s): Cindy L. Anderson
Hearing Site: Jacksonville, FL
09-0566609/14/2010Claimant(s): Morgan Stanley
Claimant Lawyers(s): Andrew Park
Respondent(s): David Moody
Respondent Lawyers(s): David W. Moody
Arbitrator(s): Cindy L. Anderson
Hearing Site: Orlando, FL
07-0042312/27/2007Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Brian Laughlin, Stifel, Nicolaus & Co.., Dennis Laughlin, Eugene McCarthy, James Potter
Respondent Lawyers(s): Marc S. Dobin, Shepherd D. Tate
Arbitrator(s): Terry G. Cleaves, Susan Jefferbaum Beck, Cindy L. Anderson
Hearing Site: Orlando, FL

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