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FINRA Awards for Raymond Louis George

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0146805/28/2021Claimant(s): Raymond George
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Mary Julia O'Connell
Hearing Site: New York, NY
14-0350205/24/2016Claimant(s): Laura Bennett
Claimant Lawyers(s): Laura Bennett
Respondent(s): Frederick Kessler, New England Securities, New England Financial
Respondent Lawyers(s): Victoria Woodin Chavey
Arbitrator(s): Raymond Louis George, Howard J. Stiefel, David I. Goldblatt
Hearing Site: New York, NY

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